newsroom 7 MIN

Compound Planning Grows to $3 Billion in AUM; Adds $1.2 Billion Advisor Team

New Four-Person Team Brings 80+ Years of Cumulative Experience to Compound, Opens Firm’s Latest Office Location in Des Moines, Iowa. Courtney Holt was Recently Appointed as Chief Compliance Officer to Enhance Regulatory Operations and Support Sustained Growth. NEW YORK ( Business Wire ) - Compound Planning (“Compound”), a leading digital family office committed to reimagining wealth management for next-generation advisors, today announced seven financial advisors, including a four-person advisory team who previously managed $1.2 billion, have joined the firm. That team – Aaron Schomer, Joleen Scheer, Lindsey O'Neil, and Kevin Lors– opened Compound’s latest office, in Des Moines, Iowa. They each bring over two decades of experience to the firm, having most recently served as Wealth Advisors leading client relationships at Choreo. “We’re excited to begin the next phases of our careers at Compound, as the firm has demonstrated a deep commitment to exceptional client service and innovative technology,” Kevin Lors said. “As we evaluated our next step, it became clear that Compound will empower each of us to continue offering our clients holistic counsel, but also equip us with new resources to elevate our services.” “We’re humbled by the momentum we’ve built so early in the year, as it’s extremely fulfilling to have quality advisors such as Aaron, Joleen, Lindsey, and Kevin recognize the value our firm can provide and align with our broader vision for the industry,” said  Christian Haigh , Co-Founder and CEO of Compound. “The recruiting environment is more competitive than ever, but we’re thrilled to welcome them to the team and allow them to spearhead our new office location. We have no doubt that their expertise will elevate our entire firm, and that they’ll continue to have an outsized impact for their clients in this next chapter at Compound.” The latest additions punctuate what has been a period of rapid growth for the firm. Compound eclipsed $3 billion in total assets under management (“AUM”) as of January 31, after the firm added 30 total advisors and doubled its AUM in 2024. To accommodate recent growth, Compound also named Courtney Holt as Chief Compliance Officer in January. With 20 years of financial services experience – over 12 of which have been at independent RIAs – and having most recently served as CCO of Perigon Wealth Management, Holt will spearhead the firm’s regulatory and compliance operations. Holt’s appointment follows a larger expansion of Compound’s leadership team in early 2025, and serves as the latest example of the firm’s commitment to providing current and prospective advisors with best-in-class institutional support as it continues to establish itself as a premier destination for advisors to manage every aspect of clients’ wealth. Holt’s expertise will empower the firm and its advisors to continue pursuing innovative approaches to wealth management – the most recent example being the firm’s addition of multi-tiered, full-service tax integrations – while maintaining best-in-class regulatory standards. In the same way Holt’s appointment will continue to foster innovation, each of the new Compound advisors offer unique specialties that align with the firm’s commitment to providing holistic wealth management for high-net-worth and ultra high-net-worth individuals: Kevin Lors , Des Moines: Lors has over 23 years of expertise in financial planning and taxation and excels at integrating tax strategies into complex financial situations, while helping clients navigate the challenges and opportunities associated with the personal financial implications of all phases of business ownership. Lors is CPA, CFP® and has a Masters of Taxation degree. Lindsey O'Neil , Des Moines: An experienced CFP® and CPA, O’Neil has over 20 years of wealth management and tax experience. She specializes in serving families, business owners, retirees, and professionals, guiding them through the development and implementation of detailed cash flow planning, income tax planning, trust and estate planning, charitable contribution approaches, portfolio allocation, and tax-efficient investment strategies. In addition to her prior experience at Choreo, she spent seven years as Controller of a single-family office. Joleen Scheer , Des Moines: Scheer is a CFP® professional with over 25 years of experience in the financial services industry. Passionate about delivering holistic wealth management services, she specializes in working with business owners, professionals and retirees to provide personalized financial strategies and solutions that fit their individual needs. Aaron Schomer , Des Moines: As a CFP® with over 24 years of experience, Schomer works with business owners, executives, professionals, and families across tax planning, complex estate design, cash flow planning, gifting strategies, and tax-efficient investing. Boyan Doytchinov , New York: A CFA® and CFP®, Doytchinov brings 15 years of experience to Compound Planning. Having most recently served as Director of Financial Planning at Mark J. Snyder Financial Services, Inc., Doytchinov excels at guiding clients through complex financial decisions, and customizing clients’ portfolios to match their unique goals. He earned an MBA from Stony Brook University . Wiley Belknap , Pittsburgh:  A seasoned financial planner with over seven years of experience, Belknap specializes in investment management, employee benefit optimization, and tax planning serving high-net-worth individuals and Fortune 500 executives. Prior to joining Compound Planning, Belknap served as a Wealth Advisor & Team Lead at Motley Fool Wealth Management and a Wealth Manager at Goldman Sachs. Patrick Scherer , Pittsburgh: A CFP® and ChFC®, Scherer is a highly experienced financial advisor with over 10 years of wealth management experience. He is an expert in tax and income planning, trust and estate design, concentrated position hedge strategies, and alternative investments for high-net-worth retirees and pre-retirees. Prior to joining Compound, Scherer’s experience spanned the wealth management ecosystem, including global banks, trust companies, and top RIAs. He is a former board member of the Financial Planning Association of Maryland and chair of their Community Outreach Committee, providing free financial advice to underserved members of the Baltimore community, where he previously resided. About Compound Planning: Compound Planning is a digital family office and tech-enabled RIA that manages over $3 billion for high-net-worth entrepreneurs, professionals, families, and retirees. The firm is reimagining wealth management for successful next-generation advisors – offering modern technology and institutional support tailored to their practice and built for growth. Compound Planning was ranked as one of America’s Top RIAs and 50 Fastest-Growing RIAs for 2024 by Financial Advisor Magazine, was a runner-up within Citywire’s 2024 50 Growers Across America and its team has been featured in publications such as Forbes, Citywire RIA, and InvestmentNews, among others. For more information about Compound Planning’s approach to wealth management, visit  compoundplanning.com . Disclosure Fastest Growing RIAs Award Disclosure: Compound Planning was ranked as one of Financial Advisor Magazine’s 50 Fastest Growing RIAs for 2024. This third-party ranking was given on 7/12/2024 and was based on data from 12/31/2022 through 12/31/2023. This annual rating or ranking was created and tabulated by Financial Advisor Magazine. To be eligible, firms must have an AUM exceeding $500 million. Compound Planning did not pay any fee or compensation for its ranking or inclusion in the annual list. The ranking is based on data obtained by Financial Advisor Magazine from participating registered investment adviser (RIA) firms through an online survey which compared the firms’ year-end assets under management (AUM) to the previous year-end AUM. The data obtained by Financial Advisor Magazine can be verified through the Investment Adviser Public Disclosure (IAPD) website of the Securities and Exchange Commission (SEC) available at  https://adviserinfo.sec.gov/ . America's Top RIAs Award Disclosure: Compound Planning was ranked as one of Financial Advisor Magazine’s 2024 America’s Top RIAs. This third-party ranking was given on 7/12/2024 and was based on data as of December 31, 2023. This annual rating or ranking was created and tabulated by Financial Advisor Magazine. For the print edition of Financial Advisor Magazine’s 2024 RIA survey, the ranking includes firms with AUM exceeding $1 billion as of December 31, 2023. However, firms with under $1 billion in AUM are included in the expanded online RIA survey. Compound Planning did not pay any fee or compensation for its ranking or inclusion in the annual list. The ranking is based on the assets under management (AUM) of participating registered investment adviser (RIA) firms that were derived from data obtained by Financial Advisor Magazine through an online survey. The data obtained by Financial Advisor Magazine can be verified through the Investment Adviser Public Disclosure (IAPD) website of the Securities and Exchange Commission (SEC) available at  https://adviserinfo.sec.gov/ . Contacts Kevin Santo Water & Wall [email protected]

newsroom 5 MIN

Compound Planning Adds Tax Filing to Client Dashboard, Streamlining How Advisors Manage Wealth

New tax filing services give clients and advisors a seamless way to manage investments, taxes, and more in a single place. NEW YORK — ( BUSINESS WIRE ) — Compound Planning , the digital family office reimagining wealth management, makes tax season easier with fully integrated tax filing and planning services. Powered by april , the new tax filing options let clients manage their taxes directly from the Compound dashboard—whether they choose self-service or a guided digital experience through april, or full-service tax filing with a vetted CPA partner. Tax filing has historically been a fragmented process disconnected from broader financial planning, forcing clients to pursue standalone tax services. Compound is changing that by embedding tax solutions directly into its wealth management platform, ensuring clients can manage every aspect of their financial lives from one location. "We’re obsessed with making wealth management seamless—giving clients and advisors everything they need in one place," said Christian Haigh , Co-Founder and CEO of Compound Planning. "Launching this new tax integration with april is another step toward that vision, making financial planning more intuitive while giving our advisors better insights to serve clients at a higher level." Tax Filing Options for Every Client Whether a client has a single W2 or needs help managing rental income, equity compensation, private foundations, or multiple legal entities, Compound now offers options for every level of tax complexity . Clients can choose from three service levels based on their specific needs—ranging from self-service filing to full-service support. "Having worked as a CPA for nearly 20 years and coming from a very traditional accounting and banking background, I’ve seen firsthand how fragmented tax planning and preparation can be," said Kristin Carter , Head of Tax Advisory at Compound Planning. “By integrating tax filing directly into Compound’s dashboard and offering a range of tax compliance solutions, we now have options for every client at competitive prices.” Clients who opt for professional tax assistance can choose a guided experience that combines the convenience of a modern digital platform with the confidence of a tax professional filing on their behalf. Those needing more personalized support are matched with a vetted CPA partner based on their specific needs, with oversight from Compound’s in-house tax and advisory teams. "Tax season shouldn’t be a disconnected, stressful process," said Nelson Arnous , Head of Product at Compound Planning. "By embedding tax services directly into our platform, clients can handle filings in a familiar, trusted environment—without ever leaving Compound.” Learn more about Compound Planning’s new tax filing services here . About Compound Planning: Compound Planning is a digital family office and tech-enabled RIA that manages more than $2.8 billion for high-net-worth entrepreneurs, professionals, families, and retirees. The firm is reimagining wealth management for successful next-generation advisors – offering modern technology and institutional support tailored to their practice and built for growth. Compound Planning was ranked as one of America’s Top RIAs and 50 Fastest-Growing RIAs for 2024 by Financial Advisor Magazine, was a runner-up within Citywire’s 2024 50 Growers Across America and its team has been featured in publications such as Forbes, Citywire RIA, and InvestmentNews, among others. For more information about Compound Planning’s approach to wealth management, visit compoundplanning.com . Contact: Kevin Santo Water & Wall [email protected] Disclosure: Atomi Financial Group, Inc. dba Compound Planning (“Compound Planning”) is an SEC-registered investment adviser based out of New York. The content of this material is general market commentary and/or is the personal opinion of the author or speaker which does not necessarily reflect the firm’s views or opinions. It is not legal, tax, or investment advice or any professional advice nor is it a solicitation to engage in a securities transaction. The achievement of any professional designation, certification, degree, or license, recognition by publications, media, or other organizations, membership in any professional organization, or any amount of prior experience or success, should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results or satisfaction if Compound Planning is engaged, or continues to be engaged, to provide investment advisory services. Compound Planning’s total assets under management (AUM) and number of advisors referenced in this announcement are as of 12/31/2024. Compound Planning has service arrangements with April Tax Solutions, Inc. (“April”), TrackCPA (“Track”) and WhyBlu which are unaffiliated tax preparation firms. Compound Planning may earn a fee for coordinating the tax filing process. This arrangement creates a potential conflict of interest which is mitigated by the disclosure of fees earned by Compound and by informing its clients they can opt-out of the service offering and engage other firms or service providers for their tax filing needs. Fastest Growing RIAs Award Disclosure: Compound Planning was ranked as one of Financial Advisor Magazine’s 50 Fastest Growing RIAs for 2024. This third-party ranking was given on 7/12/2024 and was based on data from 12/31/2022 through 12/31/2023. This annual rating or ranking was created and tabulated by Financial Advisor Magazine. To be eligible, firms must have an AUM exceeding $500 million. Compound Planning did not pay any fee or compensation for its ranking or inclusion in the annual list. The ranking is based on data obtained by Financial Advisor Magazine from participating registered investment adviser (RIA) firms through an online survey which compared the firms’ year-end assets under management (AUM) to the previous year-end AUM. The data obtained by Financial Advisor Magazine can be verified through the Investment Adviser Public Disclosure (IAPD) website of the Securities and Exchange Commission (SEC) available at https://adviserinfo.sec.gov/ . America's Top RIAs Award Disclosure: Compound Planning was ranked as one of Financial Advisor Magazine’s 2024 America’s Top RIAs. This third-party ranking was given on 7/12/2024 and was based on data as of December 31, 2023. This annual rating or ranking was created and tabulated by Financial Advisor Magazine. For the print edition of Financial Advisor Magazine’s 2024 RIA survey, the ranking includes firms with AUM exceeding $1 billion as of December 31, 2023. However, firms with under $1 billion in AUM are included in the expanded online RIA survey. Compound Planning did not pay any fee or compensation for its ranking or inclusion in the annual list. The ranking is based on the assets under management (AUM) of participating registered investment adviser (RIA) firms that were derived from data obtained by Financial Advisor Magazine through an online survey. The data obtained by Financial Advisor Magazine can be verified through the Investment Adviser Public Disclosure (IAPD) website of the Securities and Exchange Commission (SEC) available at https://adviserinfo.sec.gov/ .

newsroom 7 MIN

Compound Planning doubled AUM, expanded leadership, and added 30 advisors in 2024

Compound Continues Firmwide Growth After Adding 30 Advisors last year With Latest Hires, Compound Grows Advisory & Leadership Teams; Expands Recruiting Capabilities NEW YORK ( BUSINESS WIRE ) -  Compound Planning , a leading digital family office committed to reimagining wealth management for next-generation advisors, today announced 9 key hires - four of which are financial advisors - and one internal appointment that will further bolster its leadership, recruiting, and advisory teams. With the latest additions, Compound has continued its 2024 recruiting momentum. The firm added 30 total advisors last year, surpassing the 10 advisors who joined the firm in 2023, while doubling its AUM over the past year. "We’re thrilled to continue expanding our team, as these strategic hires position our firm for sustained growth in 2025 and beyond,” said  Alex Farman-Farmaian , Co-Founder and Managing Director of Compound Planning. “We’re humbled that Compound’s value proposition resonated so deeply within the advisor, and broader wealth management, communities over the past year. While I’m proud of our firm’s recent success, I also know that we have a long runway for continued growth, and we will remain committed to offering advisors and high-net-worth clients the modern advisory solutions they deserve.” More specifically, Compound added four advisors with over 50 years of cumulative wealth advisory experience to open 2025, while expanding its advisor recruitment team to accommodate the firm’s rapid success over the past year: Matt Faubion: A CFP® professional with over 12 years of wealth advisory experience, five of which were spent leading his own RIA, Faubion specializes in strategies tied to equity compensation, concentrated equity positions, and closely held businesses, such as stock option management, tax strategy, portfolio management, and estate and wealth protection. Jakub Kubrak : 15+ years of experience across wealth management, trading, asset & investment management, trust & estate planning, banking, and lending, with an emphasis on long-term financial planning for retirees, business owners, founders, and early employees, as well as family offices and institutions. Previously held positions at Texas Capital Bank, Fisher Investments, and JPMorgan. Dimitry Farberov : A 17-year CFA® and CFP® professional who most recently spent four years at Miracle Mile Advisors, Farberov leverages deep expertise in capital markets, technical analysis, and behavioral finance to craft customized solutions that optimize tax strategies, estate planning, and portfolio management for clients. Michael Hunter : An experienced advisor with prior stops at Motley Fool Wealth Management, Personal Capital, and Edward Jones, Hunter has spent more than a decade leading advisor teams and crafting customized client solutions. He has also spent time assisting active-duty military personnel transition back into civilian life from active war zones. Teddy Levitt : A financial services professional with 12+ years of wealth management experience, Teddy works with financial advisors to fully understand their practices and to ensure a seamless transition to Compound's revolutionary platform. Prior to joining Compound, Teddy served as institutional relationship manager at Causeway Capital Management, the first head of sales at Altruist, and worked directly with clients as an advisor at AllianceBernstein. Tiffany Tocco : Equipped with 10+ years of experience, Tiffany collaborates with next-generation advisors to overcome challenges, embrace strategic growth, and adapt to the evolving wealth management landscape by combining cutting-edge technology with a client-first approach. Beyond the growth of the advisory team, the latest additions to Compound’s leadership team bring a diverse array of expertise and specialization, with backgrounds that complement the firm’s broader commitment to innovation across the wealth management industry: Allison Tully , Head of Trading : 20 years of experience managing and trading complex investment portfolios, with a focus on ultra-high net worth clients. Allison will leverage her background in both buy- and sell-side trading to support the firm's rapid AUM growth. Steve Fallat , Head of Engineering : With over 20 years of software development experience, Steve is a proven technical leader who has a passion for building strong technology teams. Spent nine years at Amazon and was the VP of Software Engineering at Fetch Rewards. Joey Silva , Head of Finance : A CPA professional who has held roles at Notable, Blend, and Palantir over the past 10 years before joining Compound. Joey excels at finding creative solutions to complex financial challenges. Nelson Arnous , Head of Product : With over eight years of experience in product, corporate strategy, and operations, Nelson initially joined Compound as a product manager, with a focus on investment and performance reporting, and will now oversee the firm’s full product suite. Nelson received his B.A. from Harvard University, and worked in management consulting at the Boston Consulting Group and in private equity, at the tech-focused firm Silver Lake Partners, prior to joining Compound. With the latest additions, Compound Planning has reinforced its standing as a premier destination for advisors and clients who covet the value of boutique service and the advisory technology necessary to efficiently deliver personalized advice at scale. About Compound Planning : Compound Planning is a digital family office and tech-enabled RIA that manages $2.5 billion for high-net-worth entrepreneurs, professionals, families, and retirees. The firm is reimagining wealth management for successful next-generation advisors – offering modern technology and institutional support tailored to their practice and built for growth. Compound Planning was ranked as one of America’s Top RIAs and 50 Fastest-Growing RIAs for 2024 by Financial Advisor Magazine, was a runner-up within Citywire’s 2024 50 Growers Across America and its team has been featured in publications such as Forbes, Citywire RIA, and InvestmentNews, among others. For more information about Compound Planning’s approach to wealth management, visit compoundplanning.com . Contact : Kevin Santo Water & Wall [email protected] Disclosure: Atomi Financial Group, Inc. dba Compound Planning (“Compound Planning”) is an SEC-registered investment adviser based out of New York. The content of this material is general market commentary and/or is the personal opinion of the author or speaker which does not necessarily reflect the firm’s views or opinions. It is not legal, tax, or investment advice or any professional advice nor is it a solicitation to engage in a securities transaction. The achievement of any professional designation, certification, degree, or license, recognition by publications, media, or other organizations, membership in any professional organization, or any amount of prior experience or success, should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results or satisfaction if Compound Planning is engaged, or continues to be engaged, to provide investment advisory services. Compound Planning’s total assets under management (AUM) and number of advisors referenced in this announcement are as of 10/23/2024. Fastest Growing RIAs Award Disclosure: Compound Planning was ranked as one of Financial Advisor Magazine’s 50 Fastest Growing RIAs for 2024. This third-party ranking was given on 7/12/2024 and was based on data from 12/31/2022 through 12/31/2023. This annual rating or ranking was created and tabulated by Financial Advisor Magazine. To be eligible, firms must have an AUM exceeding $500 million. Compound Planning did not pay any fee or compensation for its ranking or inclusion in the annual list. The ranking is based on data obtained by Financial Advisor Magazine from participating registered investment adviser (RIA) firms through an online survey which compared the firms’ year-end assets under management (AUM) to the previous year-end AUM. The data obtained by Financial Advisor Magazine can be verified through the Investment Adviser Public Disclosure (IAPD) website of the Securities and Exchange Commission (SEC) available at https://adviserinfo.sec.gov/ . America's Top RIAs Award Disclosure : Compound Planning was ranked as one of Financial Advisor Magazine’s 2024 America’s Top RIAs. This third-party ranking was given on 7/12/2024 and was based on data as of December 31, 2023. This annual rating or ranking was created and tabulated by Financial Advisor Magazine. For the print edition of Financial Advisor Magazine’s 2024 RIA survey, the ranking includes firms with AUM exceeding $1 billion as of December 31, 2023. However, firms with under $1 billion in AUM are included in the expanded online RIA survey. Compound Planning did not pay any fee or compensation for its ranking or inclusion in the annual list. The ranking is based on the assets under management (AUM) of participating registered investment adviser (RIA) firms that were derived from data obtained by Financial Advisor Magazine through an online survey. The data obtained by Financial Advisor Magazine can be verified through the Investment Adviser Public Disclosure (IAPD) website of the Securities and Exchange Commission (SEC) available at https://adviserinfo.sec.gov/ .