RIA Operations Lead
Tracy has over 13 years of experience in the RIA space, having started her financial career at National Asset Management. From there, she helped start a new RIA, and grew it to over $1B in assets under management prior to joining Compound Planning in July of 2022. Tracy brings a vast knowledge of experience, having worn a multitude of hats across her tenure in the industry. While she can answer a range of questions across the RIA landscape, she excels in the operational aspect of the business, and is well versed across many platforms and custodial sites, including Schwab, Folio/Goldman and Fidelity. Tracy graduated from Lehigh University in 2006, with a Bachelor of Science in marketing and a minor in psychology. She also holds her series 65 license. In her free time, Tracy enjoy family-oriented activities with her 2 children. Chloe, her oldest, plays both travel ball and flag football, and Tracy’s weekends are spent cheering her daughter on from the sidelines.